2008-12-15 14:18:03 -
Research and Markets (www.researchandmarkets.com/research/453fb6/series_65_uniform) has announced the addition of the "Series 65 Uniform Investment Adviser Law Exam Textbook and Exam Software" report to their offering.
Series 65 Uniform Investment Adviser Law Exam
The Uniform Investment Adviser Law Examination is developed by NASAA, The North American Securities Administrators Association. The Series 65 exam, is designed to qualify candidates as investment adviser representatives.
The exam covers the following topics:
- Ethics and legal guidelines: 45 questions
- Investment Strategies: 39 questions
- Investment Vehicles: 26 questions
- Economics and Analysis: 20 questions
The Uniform Investment Adviser Law Examination consists of 130 questions.
Each candidate will also receive 10 practice questions that do not count towards their score. Each candidate will be allowed 180 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. At least 89 (68.5%) of the questions must be answered correctly for an individual to pass the Series 65 exam.
The examination is conducted as a closed book test. Upon completion of the examination, the score for each section and the overall test score will immediately be made available to the candidate.
The examination is administered by the NASD. To schedule a candidate for the examination, an individual's firm should file an electronic Form U-4 or the individual should file a paper Form U-10 and pay the $120.00 examination fee to the NASD.
Series 65 Exam Prep Over 1500 Questions! Over 500 Brand New Test Proven Questions!
Key Topics Covered:
- Chapter One Equity Securities
- Chapter Two Corporate and Municipal Debt Securities
- Chapter Three Government and Government Agency Issues
- Chapter Four Investment Companies
- Chapter Five Variable Annuities and Retirement Plans
- Chapter Six Fundamental and Technical Analysis
- Chapter Seven Economic Fundamentals
- Chapter Eight Customers Recommendations
- Chapter Nine Securities Industry Rules and Regulations
- Chapter Ten Trading Securities
- Chapter Eleven Options
- Chapter Twelve Definition of Terms
- Chapter Thirteen Registration of Broker Dealers, Investment Advisers, and Agents
- Chapter Fourteen Securities Registration, Exempt Securities, and Exempt Transactions
- Chapter Fifteen State Securities Administrator
- GLOSSARY OF EXAM TERMS
For more information visit
www.researchandmarkets.com/research/453fb6/series_65_uniform
Laura Wood
Senior Manager
press@researchandmarkets.com
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